Webinar
April 28, 2020
1:00 pm – 2:00 pm ET
Register here.

This presentation will address the current US tax rules and any new developments regarding structured products, including:

  • The tax characterization of structured notes;
  • The dividend equivalent provisions and current state of play;
  • The IRS basket option notices; and
  • PFIC and FIRPTA considerations.

PLI Webinar
May 11, 2020
1:00 pm – 2:00 pm ET
Register here

During this Briefing we will provide an overview of the market conditions facing business development companies (BDCs) as a result of the pandemic and associated market dislocations. As a result of these events, the Securities and Exchange Commission (SEC) has provided temporary

May 6, 2020
1:00 – 2:00 PM ET
Register here.

During this webinar, the presenters will discuss the tax implications to issuers and investors resulting from various liability management transactions, including:

  • Debt repurchases;
  • Debt modifications or exchanges;
  • Recapitalizations;
  • Bankruptcy restructurings; and
  • Payment of consent fees.

CLE credit is pending.

 

Thursday, April 23, 2020
2:00pm – 3:00pm EDT
Register here.

Practices for public companies relating to earnings calls, earnings guidance and investor updates vary. Especially in uncertain and volatile markets, preparing for these important communications requires careful consideration of a number of factors, including the recent statements and guidance from the Securities and Exchange

April 8, 2020
12:00 – 1:00 PM ET
Register here.

PIPE transactions remain an important capital-raising alternative, especially during periods of market volatility.

Whether a public company is seeking to raise additional capital from sector or financial investors, effect a recapitalization or restructuring, or facilitate a liquidity opportunity for an existing stockholder, a PIPE

April 7, 2020
1:00 – 2:00 PM ET
Register here

The COVID-19 pandemic has raised a number of issues specific to public companies that file reports with the Securities and Exchange Commission. Among the issues impacted by COVID-19 that we will discuss in this webcast will be:

  • Risk factors and forward-looking information disclosures;
  • Other SEC

March 26, 2020
4:30 – 5:15 PM ET
Register here

Many companies may be considering capital-raising transactions, including a private placement or PIPE transaction.  Your transaction will be affected by the requirements of the securities exchanges to seek shareholder approval in certain circumstances.

During this webcast, we will address:

  • Change of control issues;
  • Stock sales

March 30, 2020
1:00 – 2:00 PM ET
Register here

Issuers in a range of industry sectors may now be evaluating potential liability management transactions, including debt repurchases and tenders or exchange offers. In some cases, no-action letter relief may provide issuers and their advisers with greater flexibility for tender offers for non-convertible debt securities,

April 20-21
For additional details, or to register, please visit the event website.

Please note, PLI’s Private Placements and Hybrid Securities Offerings conference will be held via webcast this year.

This two day PLI seminar will feature panel discussions covering the basics of private placements, resales of restricted securities, Section 4(a)(1-1/2) transactions and block

March 20, 2020
11:00 – 11:30 AM ET
Register here

The novel coronavirus known as COVID-19 has raised a number of issues specific to public companies that file reports with the US Securities and Exchange Commission (SEC). In this special edition COVID-19 update call, we will discuss matters relating to:

  • the application of SEC disclosure