April 8, 2020
12:00 – 1:00 PM ET
Register here.

PIPE transactions remain an important capital-raising alternative, especially during periods of market volatility.

Whether a public company is seeking to raise additional capital from sector or financial investors, effect a recapitalization or restructuring, or facilitate a liquidity opportunity for an existing stockholder, a PIPE transaction may be the most efficient approach.

During this session, we will discuss:

  • Recent market trends;
  • PIPE documentation and the principal negotiating issues;
  • The securities exchange shareholder approval rules, recent changes to such rules, and the financial viability rule;
  • Using warrants and structuring approaches for at-market deals;
  • Venture capital and private equity PIPE transactions; and
  • Change of control PIPE transactions.

CLE credit is pending.