ATMs

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Thursday, December 6, 2018
1:00 p.m. – 2:00 p.m. EST

Any issuer eligible to register its securities on Form S-3 should consider setting up an ATM program in order to maximize its opportunity to raise just-in-time capital. Significant selling stockholders may also benefit from the flexibility of the ATM structure in order to take advantage of market opportunities to sell shares quickly. During this webinar, Counsel Brian D. Hirshberg and Raymond James’ Jeff Fordham will review the basics of ATMs, as well as some of the legal and regulatory considerations.

Topics will include:

  • Form S-3 eligibility for issuers;
  • SEC filing requirements; and
  • ATM offerings for a selling stockholder.

PLI will provide CLE credit. For more information, or to register, please visit the event website.

An at-the-market (ATM) offering is an offering of an issuer’s securities into the existing trading market for such securities at publicly available bid prices. An issuer’s internal legal team and outside counsel play critical roles in properly documenting an ATM offering. In this Lexis Top 10 Practice Tips: At-The-Market Offerings, we provide 10 practice tips that can help attorneys effectively and efficiently assist with an ATM offering.