In this MB Microtalk video, Mayer Brown partner, Brian Hirshberg, discusses the recent amendments to each of the NYSE and the Nasdaq direct listing rules, which are designed to increase pricing flexibility and allow direct listings to be a more viable alternative for companies going forward.

Visit our MB Microtalk page for more topics

February 14, 2023 Webinar

1:00 pm – 2:00 pm ET

Register here.

Financial market participants increasingly rely on technological tools such as predictive data analytics, artificial intelligence (AI)/machine learning (ML), differential marketing and game-like features to provide financial services to customers. These tools, also referred to as Digital Engagement Practices (DEPs), are common features

October 27, 2022 New York

8:00am – 5:30pm ET

Register here.

Our third Artificial Intelligence & Financial Services Symposium will resume on October 27, 2022. As in 2019, we will focus on the legal, contractual and regulatory aspects of using AI to deliver financial services. Topics will include:

  • How Financial Institutions and Insurance Companies

May 3, 2022 Webinar
12pm – 1pm EDT
Register here.

As financial institutions embark on environmental, social and governance initiatives and make ESG a fundamental component of their business models, the opportunities created are also accompanied by risk—including increasing pressure from regulators, investors and other stakeholders. Join Mayer Brown panelists where they will explore

In an April 5, 2022 letter, 25 trade associations jointly criticized recent US Securities and Exchange Commission (SEC) rulemakings and requested that the SEC provide longer, more appropriate comment periods (and more meaningful opportunity for comment-making) for its “ambitious” regulatory agenda.

Noting over 50 substantive areas of current SEC rulemaking efforts and that many

On September 11, 2020, the U.S. Securities and Exchange Commission (SEC) adopted, in substantially the form it had proposed, amendments to the requirements for statistical disclosures that bank and savings and loan registrants provide to investors.

The rules rescind Industry Guide 3, Statistical Disclosure by Bank Holding Companies (Guide 3); codify certain Guide 3 disclosures