On September 11, 2020, the U.S. Securities and Exchange Commission (SEC) adopted, in substantially the form it had proposed, amendments to the requirements for statistical disclosures that bank and savings and loan registrants provide to investors.
The rules rescind Industry Guide 3, Statistical Disclosure by Bank Holding Companies (Guide 3); codify certain Guide 3 disclosures…
CBInsights recently published its report on financial services corporate venture capital (CVC) activity. Globally, financial services CVC groups participated in $7.4 billion of funding in 2018 in 315 deals, with 2019 activity increasing to 368 deals and approximately $9.6 billion. Much of the growth has been in late-stage deals, which are Series D and later…
Thursday, October 24, 2019
1:00 p.m. – 1:30 p.m. Registration
1:30 p.m. – 5:15 p.m. Program
5:15 p.m. Cocktail Reception
Virgin Hotels San Francisco
250 4th Street
San Francisco, CA 94103
Following rave reviews for our inaugural AI & Financial Services symposium earlier this year in Washington DC, we are excited to announce a follow-up…
November 19–20, 2018
Location
PLI New York Center
1177 Avenue of the Americas (2nd Floor)
New York, NY 10036
Partner Anna T. Pinedo will serve as co-chair for this program and will participate in a panel discussion titled, “Investment Banking Basics: Fundamentals of Capital Structures” on Day One of the conference. Topics will include:
…
Tuesday, November 6, 2018
1:00 p.m. – 2:00 p.m. EDT
Section 3(a)(2) of the Securities Act provides an exemption from registration for securities issued by banks. During this session, Counsel Bradley Berman and Citigroup’s Jack McSpadden will cover the requirements of that exemption, offering structures for non-U.S. banks, the Office of the Comptroller of the…
Tuesday, October 16, 2018
The Fairmont Royal York
100 Front Street West
Toronto, ON M5J 1E3
Canada
Please join Mayer Brown Partners Thomas A. Humphreys, Anna T. Pinedo, Jerome J. Roche, and Donald S. Waack for one (or both) of the following presentations.
During the first session, we will provide an overview…
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