June 21, 2021 Webinar
1:00pm – 2:00pm EDT
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Under Securities and Exchange Commission Chair Jay Clayton’s leadership, the SEC focused on a number of areas that were collectively termed “good corporate hygiene.” These subsumed policies related to trading in a company’s stock, especially the use of Rule 10b5-1 trading plans and the
March 17, 2021 Webinar
11:00 am – 12:00 pm EST
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In 2021, the COVID-19 pandemic continues to raise a number of issues specific to public companies that file reports with the US Securities and Exchange Commission.
During this webinar hosted by Intelligize, Laura Richman and Christina Thomas will address these issues, specifically
In this microtalk video, Jennifer Carlson provides a detailed overview of the US Securities and Exchange Commission’s adopted rule, Regulation Fair Disclosure (“Reg FD”), while also addressing consequences of public companies’ non-compliance.
Visit our MB Microtalk page for more topics and talks.
Intelligize Webinar
June 9, 2020
1:00pm – 2:00pm EDT
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The growing use of social media has created challenges for federal securities regulators, who must enforce antifraud rules that were written at a time when the prevailing technology was the newspaper.
This webinar addresses how federal regulation of securities has evolved in the face
On August 20, 2019, the SEC charged a pharmaceutical company with violations of Regulation FD based on its sharing of material, nonpublic information with sell-side research analysts on two separate occasions without also disclosing the same information to the public.
The SEC found that on two separate occasions in June 2017, the company selectively disclosed
The Securities and Exchange Commission took the long-awaited step of proposing rules for comment that would extend the ability to test the waters beyond emerging growth companies, or EGCs. This topic, of extending the test the waters communications, had been the subject of proposed legislation in the last session of Congress and had made its