On May 15, 2024, the US Securities and Exchange Commission (“SEC”) adopted amendments (the “Amendments”) to Regulation S-P under the Securities Exchange Act of 1934 (the “Exchange Act”), which governs the treatment of nonpublic personal information about consumers by certain financial institutions, to modernize and enhance the protections under the regulation.

The Amendments require broker-dealers

Webinar | May 21, 2024
9:00 a.m. – 9:30 a.m. EDT
Register here.

Mayer Brown’s Capital Markets and Financial Services Regulatory Team cordially invites you to our 30-minute Know-How Webinars. Over the course of this series, we will report on the main 2024 developments relevant to capital markets, structured products, derivatives, and financial regulatory

The US Department of the Treasury and the Internal Revenue Service recently issued long-awaited proposed regulations under Section 4501 of the Internal Revenue Code regarding the 1% stock buyback excise tax. The tax applies to stock repurchases and “economically similar transactions” undertaken by publicly traded US (and certain foreign) corporations beginning on January 1, 2023.

The Securities and Exchange Commission announced an upcoming meeting of its Small Business Capital Formation Advisory Committee on May 6, 2024.  The meeting will include a discussion of Regulation Crowdfunding (Reg CF) and activity and trends in angel investing.

The Committee will discuss Reg CF, including successes to date, challenges, and whether there are potential

In this MB Microtalk video, Mayer Brown’s Larry Cunningham goes over governance and management related disclosure requirements in the SEC’s recently finalized climate disclosure rules.

Visit our MB Microtalk page for more topics and talks.