October 14, 2022 Webinar

1:00pm 2:00pm EDT

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Hosted by PLI, this briefing will provide an overview of the regulatory framework relating to company share buybacks, including the Rule 10b-18 safe harbor. During this session, Mayer Brown lawyers Anna Pinedo, Laura Richman, and Brennan Young will also discuss different ways companies may

The fourth edition of Exempt and Hybrid Securities Offerings, which is a three-volume treatise, that provides comprehensive guidance on structuring exempt and hybrid securities offerings was recently published by the Practising Law Institute.

Updating the treatise (which was last updated in 2017) was a chore, given it is about 4,000 pages of content and

September 28, 2022 Webinar

12:00pm – 1:30pm CST

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The SMU Rowling Center for Business Law & Leadership presents this panel based on Professor Marc I. Steinberg’s recent book Rethinking Securities Law (Oxford University Press), which was awarded Winner Best Law Book of 2021 by American Book Fest. In addition to Professor Steinberg

What do bankruptcy, mine safety violations, change in control and asset acquisition have in common?  Each may trigger a public company’s obligation to file a Form 8-K.  All U.S. reporting companies are responsible for filing Forms 8-K with the SEC to disclose recent material transactions or occurrences.  What reportable events trigger a Form 8-K filing? 

In various public statements of late, representatives of the Securities and Exchange Commission have noted concern regarding the growth of the private markets.  The statements have pointed to the fact that fundraising in the private markets has surpassed fundraising in the public markets.  For example, a recent speech cited statistics that private assets under management

On March 30, 2022, the Securities and Exchange Commission (the “SEC”) proposed new rules and amendments to existing rules and forms (the “Proposed Rules”) addressing the treatment of special purpose acquisition companies (“SPACs”) in connection with their initial public offerings (“IPOs”) and subsequent de-SPAC transactions. Comments on the Proposed Rules are due 30 days after

March 31 – April 1, 2022 Webinar
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Mayer Brown invites you to the Practising Law Institute’s Private Placements and Hybrid Securities Offerings 2022 virtual conference.

Private Placements and Hybrid Securities Offerings 2022 will cover the basics of private placements, resales of restricted securities, Section 4(a)(1-1/2) transactions and block trades. The program will

Today, for the first time as Chair of the Securities and Exchange Commission, Gary Gensler appeared before Congress to provide testimony regarding the market disruptions and volatility witnessed in January 2021 relating to GameStop and other securities.  Chair Gensler identified seven factors contributing to market volatility:  gamification and user experience; payment for order flow; equity