PLI Webinar
May 20, 2020
3:00pm – 4:00pm EDT
Register here for the free webinar.

The Securities and Exchange Commission approved a rule filing from Nasdaq granting temporary relief from the shareholder approval requirements in respect of certain transactions. Nasdaq has adopted Listing Rule 5336T, which provides for limited relief from Nasdaq Listing Rule 5635(d)

Intelligize Webinar
April 29, 2020
1:00 pm – 2:00 pm ET
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The use of non-GAAP financial measures by public companies continues to draw regulatory scrutiny and media attention. Companies often use these measures to supplement GAAP numbers and convey information they believe is relevant, meaningful and useful in understanding financial position, performance and

Webinar
April 28, 2020
1:00 pm – 2:00 pm ET
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This presentation will address the current US tax rules and any new developments regarding structured products, including:

  • The tax characterization of structured notes;
  • The dividend equivalent provisions and current state of play;
  • The IRS basket option notices; and
  • PFIC and FIRPTA considerations.

PLI Webinar
May 11, 2020
1:00 pm – 2:00 pm ET
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During this Briefing we will provide an overview of the market conditions facing business development companies (BDCs) as a result of the pandemic and associated market dislocations. As a result of these events, the Securities and Exchange Commission (SEC) has provided temporary

May 6, 2020
1:00 – 2:00 PM ET
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During this webinar, the presenters will discuss the tax implications to issuers and investors resulting from various liability management transactions, including:

  • Debt repurchases;
  • Debt modifications or exchanges;
  • Recapitalizations;
  • Bankruptcy restructurings; and
  • Payment of consent fees.

CLE credit is pending.

 

Thursday, April 23, 2020
2:00pm – 3:00pm EDT
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Practices for public companies relating to earnings calls, earnings guidance and investor updates vary. Especially in uncertain and volatile markets, preparing for these important communications requires careful consideration of a number of factors, including the recent statements and guidance from the Securities and Exchange

April 8, 2020
12:00 – 1:00 PM ET
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PIPE transactions remain an important capital-raising alternative, especially during periods of market volatility.

Whether a public company is seeking to raise additional capital from sector or financial investors, effect a recapitalization or restructuring, or facilitate a liquidity opportunity for an existing stockholder, a PIPE

April 7, 2020
1:00 – 2:00 PM ET
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The COVID-19 pandemic has raised a number of issues specific to public companies that file reports with the Securities and Exchange Commission. Among the issues impacted by COVID-19 that we will discuss in this webcast will be:

  • Risk factors and forward-looking information disclosures;
  • Other SEC

March 26, 2020
4:30 – 5:15 PM ET
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Many companies may be considering capital-raising transactions, including a private placement or PIPE transaction.  Your transaction will be affected by the requirements of the securities exchanges to seek shareholder approval in certain circumstances.

During this webcast, we will address:

  • Change of control issues;
  • Stock sales