Webcast: Understanding the Securities Exchange Shareholder Vote Requirements (aka “the 20% Rule”) in the Context of Financings

By Michael Kraines on March 23, 2020

Posted in 20% rule, Events, PIPEs, Private Placements, Public Companies

March 26, 2020
4:30 – 5:15 PM ET
Register here

Many companies may be considering capital-raising transactions, including a private placement or PIPE transaction. Your transaction will be affected by the requirements of the securities exchanges to seek shareholder approval in certain circumstances.

During this webcast, we will address:

Change of control issues;
Stock sales to related parties;
Private placements and PIPEs;
Warrants;
The financial viability exception; and
Related issues.

CLE Credit Pending.