This practice note provides practical guidance for counsel working on a registered direct offering (“RDO”). An RDO is a public offering of securities sold on a best efforts basis by a placement agent engaged by an issuer to introduce the issuer to potential investors. An RDO is generally targeted to a select number of accredited
Pocket MBA 2022: Finance for Lawyers and Other Professionals
November 17 -18, 2022 Hybrid Event
Register here
Practising Law Institute (PLI) is hosting its annual Pocket MBA 2022: Finance for Lawyers and Other Professionals program. Pocket MBA is PLI’s hallmark program for attorneys representing clients in the financial industry, but their background training is not primarily in accounting principles and financial concepts. This program
What’s the Deal? The Compendium. (2022 Update)
Well, What’s the Deal?
We updated our popular series and published a new compendium. It includes brief discussions in plain English on popular financing methodologies, securities law issues, and practice pointers. With over 170 pages of content, the compendium is available online now to print. See also the tab on the left.
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Market Trends 2020/21: Registered Direct Offerings
This practice note discusses recent market trends regarding registered direct offerings. It begins by discussing the advantages these offerings provide to issuers and continues with a review of current deal structure and process and applicable shareholder approval requirements. It concludes with an overview of market trends for registered direct offerings, including recent notable transactions, activity
What’s the Deal? Compendium
A compendium of our What’s the Deal? series, providing brief overviews of popular financing methodologies and securities issues and practice pointers, is now available for download here.
Market Trends 2019/20: Registered Direct Offerings
The Market Trends 2019/20: Registered Direct Offerings practice note focuses on recent market trends covering registered direct offerings, providing an overview of the market, recent notable transactions, deal structure and process, and legal and regulatory trends. A registered direct offering is a type of hybrid securities offering, meaning that the offering methodology has certain characteristics
Top 10 Practice Tips: Registered Direct Offerings
Lexis Practice Advisor
These ‘Top 10’ practice tips provides practical guidance for counsel working on a registered direct offering (RDO). An RDO is a public offering of securities sold on a best efforts basis by a placement agent that is engaged by an issuer to introduce the issuer to potential investors. An RDO is generally
Virtual Event: PLI’s Pocket MBA 2020: Finance for Lawyers and Other Professionals
Monday, September 21, 2020 and Tuesday, September 22, 2020
Register here.
The PLI Pocket MBA is for attorneys representing clients in the financial industry. This two-day program is designed to improve your understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers.
Partner Jen Carlson, co-chair of the event,
What’s the Deal? – Registered Direct Offerings
Registered direct offerings, or RDOs, are hybrid securities offerings, meaning that these offerings have some characteristics typically associated with private placements and some characteristics of public offerings. During periods of market volatility, a registered direct, with its targeted marketing approach, may be an attractive capital-raising alternative. In this What’s the Deal? guide, we provide an
Market Trends 2018/19: Registered Direct Offerings
This Lexis Practice Advisor® market trends article focuses on registered direct offerings, providing an overview of the market and covering recent notable transactions, deal structure and process, and legal and regulatory trends. A registered direct offering is a type of hybrid securities offering, meaning that the offering methodology has certain characteristics associated with a public