The US Securities and Exchange Commission (SEC) has announced an increase in the filing fees to be paid by public companies and other issuers during the SEC’s 2020 fiscal year. Effective October 1, 2019, the filing fee rate will increase approximately 7.1 percent from the current rate of $121.20 per million dollars to $129.80 per
David S. Bakst
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SEC Proposes to Modernize Business, Legal Proceedings and Risk Factor Disclosures
On August 8, 2019, the US Securities and Exchange Commission proposed amendments to Regulation S-K that are intended to modernize business, legal proceedings and risk factor disclosures. According to the SEC, the proposed amendments are designed to update rules to account for developments since they were first adopted or last amended and to improve the…
PLI Webinar: Disclosure Effectiveness and FAST Act Amendments
By Anna T. Pinedo & David S. Bakst on
In mid-March, the Securities and Exchange Commission adopted additional amendments that simplify disclosure requirements. These amendments, which become effective in the spring, are responsive to the rulemaking mandate in the Fixing America’s Surface Transportation (FAST) Act.
During this session, David S. Bakst and Anna T. Pinedo of Mayer Brown LLP will discuss:
- The SEC’s disclosure
…
Mayer Brown Webinar – Preparing Periodic Disclosures for Life Science Companies; Areas of SEC Comment
By Anna T. Pinedo & David S. Bakst on
Thursday, March 7, 2019
1:00 p.m. – 2:00 p.m. ET
During this webcast, we will review the overall areas of focus identified by the SEC Staff for public companies, the disclosure issues that members of the SEC Staff have highlighted as important for upcoming annual reports on Form 10-K and Form 20-F, and discuss the…
Mayer Brown Webinar – Preparing Periodic Disclosures for Life Science Companies; Areas of SEC Comment
By Anna T. Pinedo & David S. Bakst on
Thursday, March 7, 2019
1:00 p.m. – 2:00 p.m. ET
During this webcast, we will review the overall areas of focus identified by the SEC Staff for public companies, the disclosure issues that members of the SEC Staff have highlighted as important for upcoming annual reports on Form 10-K and Form 20-F, and discuss the…
SEC Adopts Dodd-Frank Hedging Disclosure Rule
On December 18, 2018, the US Securities and Exchange Commission adopted a final rule requiring companies to disclose their hedging policies and practices for employees, officers and directors. This Legal Update discusses details of the requirements as well as related practical considerations for companies.