In this MB Microtalk video, Mayer Brown’s Tim Nagy discusses the SEC’s 2024 examination priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.
Read the related client alert.
This microtalk is a part of a series on the SEC’s Exam Priorities. Parts 1 and 2 are available on our MB Microtalk
In this MB Microtalk video, Mayer Brown’s Tim Nagy discusses the SEC’s 2024 exam priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.
Read the related client alert.
This microtalk is a part of a series on the SEC’s Exam Priorities. Parts 1 and 3 are available on our MB Microtalk
In this MB Microtalk video, Mayer Brown’s Tim Nagy discusses the SEC’s 2024 exam priorities, including examinations of investment advisers, registered investment companies, broker-dealers and more.
Read the related client alert.
This microtalk is a part of a series on the SEC’s Exam Priorities. Parts 2 and 3 are available on our MB Microtalk
In this MB Microtalk video, Mayer Brown’s Larry Cunningham goes over governance and management related disclosure requirements in the SEC’s recently finalized climate disclosure rules.
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In this MB Microtalk video, Mayer Brown’s Anna Pinedo provides an overview of the SEC’s climate disclosure rules.
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In this MB microtalk video, Mayer Brown’s Jen Carlson discusses practical considerations for companies implementing the SEC’s new climate-change disclosure rules, such as conducting gap analyses, reviewing disclosure controls and ICFR considerations.
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In this MB Microtalk video, discussing the SEC’s final climate-change disclosure rules, Mayer Brown’s Matt Bisanz provides an overview of the changes made by the final rules to Regulation S-X, which require a company to include certain climate-related financial statement metrics and related disclosures in a note to its audited financial statements.
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In this MB Microtalk video, Mayer Brown’s Jen Carlson provides a few reminders for companies that are preparing their proxy statements and annual reports.
Visit our Free Writings & Perspectives Blog for more topics and talks.
On January 24, 2024, the US Securities and Exchange Commission (the “SEC”) adopted new rules and amendments to existing rules and forms (the “Final Rules”) addressing (i) the treatment under the securities laws of special purpose acquisition companies (“SPACs”) in connection with their IPOs and their subsequent business combination transactions (“de-SPAC transactions”) with target operating
This Legal Update summarizes the US Securities and Exchange Commission’s 2024 calendar year filing deadlines and financial statement staleness dates.