September 18, 2024
8:30 a.m. – 9:30 a.m. EDT
Mayer Brown LLP 14th Floor, 1221 Avenue of the Americas, New York, NY 10020
Join us for this in-person CLE on September 18, 2024.
We will discuss the following, among other issues:
- An overview of Reg M, specifically, Rules 101 and 102
- An overview of the SEC’s Reg M amendments, including new exceptions
- Reg M’s new record-keeping obligations under the Exchange Act
- Reg M reporting obligations under FINRA Rule 5190 and when these are triggered
- Related market developments
This is an in-person presentation, with CLE credit, intended to encourage discussion. There will be no recording, and no zoom or hybrid option available.
Breakfast will be served.
Please email ckaplan@mayerbrown.com to register.