Webinar | July 17, 2025
10:00 a.m. – 10:45 a.m. EDT
Register here.
On June 6th, the NAIC proposed a sweeping redesign of insurance investment regulation—the most significant shift in over 30 years. Aimed at addressing the rise of private, structured, and complex assets in insurer portfolios, the changes could have broad implications for…
On July 1, 2024, the Securities and Exchange Commission adopted rule and form amendments that require issuers of registered index-linked annuities (“RILAs”) to exclusively register their offerings on Form N-4. The final amendments (“RILA Amendments”) are focused on increasing and simplifying disclosure to RILA investors. Under the RILA Amendments, Forms S-1 and S-3 under the…
On October 16, 2019, the Division of Corporation Finance of the US Securities and Exchange Commission issued Staff Legal Bulletin No. 14K to provide additional guidance on shareholder proposals submitted pursuant to Rule 14a-8 under the Securities Exchange Act of 1934. This Legal Update describes this recent staff guidance and provides related practical considerations for…
