Webinar | February 26, 2026
8:30 a.m. – 9:30 a.m. ET
Register here.
Due to weather disruptions, this session will be held virtually on Zoom. There will be no in-person attendance.
Join us for a webinar on at-the-market (“ATM”) offerings. ATM offerings continue to evolve as issuers and banks look for greater flexibility, alternative execution mechanics and expanded participation structures. Beyond the basic “dribble-out” model, modern ATM programs now often incorporate forward components, sub-agent participation, block trades and tailored approaches for investment companies and potential opportunities for recently de-SPAC’d issuers.
In this session, we will focus on:
- ATMs with forward sale components
- Fee sharing arrangements among agents, forward counterparties and sub-agents
- Use of sub-agents and expanded distribution structures
- Block trades executed off of ATM programs and the legal and compliance considerations
- The special issues arising in ATM programs for closed-end funds and business development companies (BDCs)
- Strategies for accelerating ATM eligibility following a de-SPAC transaction