May 9, 2024
8:30 a.m. – 9:30 a.m. EDT | Registration starts at 8 a.m.
Mayer Brown LLP 14th Floor, 1221 Avenue of the Americas, New York, NY 10020

Join us for an in-person CLE on Block Trades, Standalone Blocks, Blocks off of ATMs, Tricky ATM issues and more.

We will discuss the following, among other issues:

  • When is a block just a block?
  • When does a block rise to a distribution?
  • When do you need to trade report?
  • How do you distinguish a block from a distribution?
  • What should you think about in doing blocks off of an ATM?
  • Fee sharing agreements and ATMs
  • Research and ATM questions
  • Restricted periods and ATMs

This is an in-person presentation, with CLE credit, intended to encourage discussion.  There will be no recording, and no zoom or hybrid option available. 

Please email to register.