May 9, 2024
8:30 a.m. – 9:30 a.m. EDT | Registration starts at 8 a.m.
Mayer Brown LLP 14th Floor, 1221 Avenue of the Americas, New York, NY 10020
Join us for an in-person CLE on Block Trades, Standalone Blocks, Blocks off of ATMs, Tricky ATM issues and more.
We will discuss the following, among other issues:
- When is a block just a block?
- When does a block rise to a distribution?
- When do you need to trade report?
- How do you distinguish a block from a distribution?
- What should you think about in doing blocks off of an ATM?
- Fee sharing agreements and ATMs
- Research and ATM questions
- Restricted periods and ATMs
This is an in-person presentation, with CLE credit, intended to encourage discussion. There will be no recording, and no zoom or hybrid option available.
Please email ckaplan@mayerbrown.com to register.