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What’s the Deal? – Structured Certificates of Deposit

By Bradley Berman & Ross Clements on May 17, 2022
Posted in Resources, Structured Products

Structured certificates of deposit – they look and feel like structured notes, but there are important differences, and traps for the unwary. Are they securities, or not? How does a structured CD program differ from a medium-term note program? Read our new What’s the Deal? – Structured Certificates of Deposit guide to find the answers…

What’s the Deal? – Regulation S

By Bradley Berman, Anna T. Pinedo & Ross Clements on March 7, 2022
Posted in MTN Programs, Resources, Rule 144A

Regulation S – it’s all about the definitions. US persons, distribution compliance periods, category 1, category 2, category 3, offshore transactions, directed selling efforts… where does it end? It ends at our new What’s the Deal? – Regulation S guide, where you will find clear and succinct answers to many of the questions raised by…

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