On April 17, 2026, the Securities and Exchange Commission (SEC) approved with immediate effectiveness the New York Stock Exchange’s (NYSE) proposed rule change (SR-NYSE-2026-17) that allows tokenized securities to be listed and traded on the NYSE. The NYSE rule would integrate blockchain-based representations of traditional stocks and ETFs into its existing trading infrastructure. Like Nasdaq’s
Anna Ren
Co-Investment Relief a Step to Retail Access to Registered Funds
By Anna Ren on
On March 4, 2025, the Investment Company Institute (ICI) wrote to the Securities and Exchange Commission (SEC) to express its support of a request for co-investment exemptive relief by an applicant and urge that the SEC grant similar class relief on a go-forward basis. In brief, Section 17(d) of the Investment Company Act of 1940…

