May 21, 2024
8:30 a.m. – 10:00 a.m. ET
Register here.

Join us for breakfast and a ‘byte-sized’ discussion of emerging cybersecurity risks and regulator expectations for the securities industry. We will:

  • Delve into emerging cybersecurity threats and defenses, including API security and vendor risk;
  • Discuss the current regulatory framework and proposed SEC cybersecurity risk management rules;
  • Highlight risk management strategies and best practices, including in cross-border operations;
  • Identify some of the unique challenges in managing overlapping risks, such as the intersection of AML and cybersecurity risks, along with the increasing use of artificial intelligence by market participants; and
  • Share insights into FINRA and SEC examination and enforcement trends.

1221 Avenue of the Americas
New York, NY 10020-1001