Rule 144A Relief from Rule 15c2-11 By Anna T. Pinedo on October 30, 2023 Posted in Exchange Act, Rule 144A, SEC News, Securities Regulation The Securities and Exchange Commission (SEC) has granted an order exempting Rule 144A fixed-income securities (fixed-income securities that are issued in accordance with the requirements of Rule 144A) from Rule 15c2-11. See the order here.
