February 24, 2023 Webinar

1:00 pm – 2:00 pm ET

Register here.

Mayer Brown panelists, Matt Bisanz and Brad Berman, will provide an overview of the documentation and other requirements to establish a certificate of deposit program or brokered certificate of deposit program. We will review the bank regulatory, distribution related, FINRA related, and suitability related considerations. Among other things, we will cover:

  • Setting up a CD program;
  • Disclosure and documentation considerations;
  • Settlement issues;
  • The bank regulatory differences between CD and brokered CD issuances;
  • The FDIC requirements for brokered CDs and proposed advertising requirements;
  • FINRA and securities law considerations; and
  • Market-linked CDs.

CLE credit is pending.