US SEC Issues Supplementary Proxy Voting Guidance for Investment Advisers

By Leslie S. Cruz on July 28, 2020

Posted in Investment Advisers Act, Proxy Rules, SEC News

On July 22, 2020, the US Securities and Exchange Commission (SEC) published supplementary guidance in the form of a policy statement regarding the proxy voting responsibilities of investment advisers under Rule 206(4)-6 under the Investment Advisers Act of 1940. This Legal Update provides further detail. Continue reading here.