Wednesday, November 14, 2018
1:00 PM – 2:00 PM Eastern
During this webinar, we will explore the proposed Regulation Best Interest rule and related developments. Topics include:
- Overview of the proposed regulation;
- Principal areas of comment;
- What we can anticipate in terms of timeline and process and what firms can do now;
- FINRA’s proposed amendments to quantitative suitability; and
- State fiduciary rules.
Wolters Kluwer will provide CLE credit. For more information, or to register for this session, please visit the event website.