Seventh Edition, 2023 

Corporate Finance and the Securities Laws is the “go to” resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal.  The Seventh Edition covers a wide range of financing techniques – from IPOs to private placements and other exempt offerings, shelf-registered offerings, offshore offerings, stock buybacks, tender and exchange offers, debt restructurings, spin offs, convertible securities, asset backed securities and insurance linked securities. It also addresses liability issues and due diligence, anti-manipulation rules and the capital markets related FINRA rules.

To encourage you to read it if you’re not already a committed fan, our publisher is providing a discount. Use code CFSL25 at checkout.

To learn more, see the book’s dedicated website.

Key objectives of Corporate Finance and the Securities Laws:

  • Identify potential problems before financing transactions are set in motion, with heads-up input on prohibited practices, potential liabilities, conflicts of interest, due diligence concerns and other red-flag issues.
  • Shepherd transactions through the regulatory landscape with a clear understanding of relevant statutes and rules and their application to real life situations.
  • Know what to do when securities law problems arise – and find clear answers to the questions that arise in the course of a deal.
  • Close deals in a timely manner and work shoulder to shoulder with clients to accomplish their corporate finance objectives.