Partner Anna Pinedo discusses lock-up agreements in a recently published Lexis Practice Advisor® Practice Note.
Trevor Starer
Covered Bonds and the US Market
In a recently published Practical Law Capital Markets Global Guide 2018 article, “Covered Bonds and the US Market,” Partner Jerry Marlatt provides an overview of the two basic models for covered bonds, together with the benefits of covered bonds for investors and issuing institutions. The prospects for the introduction of US legislation on…
PLI Webinar – Getting Your Message Across: Best Practices for Private Companies
Thursday, August 2, 2018
1:00 p.m. – 2:00 p.m. EDT
With companies remaining private longer, their stockholder base often becomes more widely dispersed. More and more privately held companies are facing interesting challenges in communicating effectively with various stakeholders, without violating securities laws. During this session, Partner Anna Pinedo will address the following:
- Private
…
LexisNexis Webinar – Best Practices for Public Companies in 2018
Wednesday, August 1, 2018
1:30 p.m. – 2:00 p.m. EDT
During this session, the speakers will address some of the topics that should be among the principal areas of focus for disclosure committees, audit committees and others with responsibility for, or oversight of, reporting company disclosures. We will focus on:
- Reviewing risk factor disclosures
…
West LegalEdcenter Webinar – Share Buybacks
Tuesday, July 24, 2018
1:00 p.m. – 2:00 p.m. EDT
Share buybacks have been making headlines recently. During this session, Partner Anna Pinedo will discuss the regulatory framework relating to company share buybacks, including the Rule 10b-18 safe harbor. The different ways in which companies may choose to structure share repurchases will be addressed.…
Debt Capital Markets in the United States: Regulatory Overview
In a recently published Practical Law Capital Markets Global Guide 2018 article, “Debt Capital Markets in the United States: Regulatory Overview,” Counsel Brian Hirshberg and Partners Anna Pinedo and Remmelt Reigersman provide an overview of legislative restrictions on selling debt securities, market activity and deals, structuring a debt securities issue, main debt…
Equity Capital Markets in the United States: Regulatory Overview
In a recently published Practical Law Capital Markets Global Guide 2018 article, “Equity Capital Markets in the United States: Regulatory Overview,” Counsel Brian Hirshberg and Partners Anna Pinedo and Remmelt Reigersman provide an overview of the main equity markets/exchanges, regulators and legislation, listing requirements, offering structures, advisers, prospectus/offer documents, marketing, bookbuilding, underwriting,…
PLI Seminar: Understanding the Securities Laws 2018
July 19 – 20, 2018
PLI New York Center
1177 Avenue of the Americas
(2nd Floor)
New York, NY 10036
This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff. Emphasis will be placed on…
Wolters Kluwer Webinar – Regulatory Rollback or Rightsizing? A Review of Regulatory Developments
Wednesday, July 18, 2018
1:00 p.m. – 2:00 p.m. EDT
The new administration began with calls for a repeal of the Dodd-Frank Act and related regulations. Over time, banking agency actions and legislation have brought about more measured regulatory changes. During our session, we will review the changes that have come as a result…
Social Media Compliance Guide for issuers, broker-dealers, and advisers
The use of social media raises many securities law and compliance challenges for issuers, broker-dealers, and investment advisers. This Compliance Guide summarizes briefly some key considerations.
Read the Social Media Compliance Guide.