This Legal Update summarizes the US Securities and Exchange Commission’s 2021 calendar year filing deadlines and financial statement staleness dates.
Candace R. Jackson
Market Trends 2019/20: Pay Ratio Disclosures
Posted in Dodd-Frank, SEC News
This Market Trends practice note focuses on recent market trends covering the Securities and Exchange Commission’s (SEC’s) pay ratio rulemaking, which was mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (111 P.L. 203, 124 Stat. 1376), and provides recent pay ratio disclosure examples. The SEC originally proposed pay ratio disclosure in 2013,…
Nasdaq Files Rule Proposal with SEC for Board Diversity and Disclosure Requirement
On December 1, 2020, the Nasdaq Stock Market LLC filed with the US Securities and Exchange Commission (SEC) a proposal for new listing rules related to board diversity and disclosure, which are intended to advance board diversity and enhance the transparency and comparability of diversity statistics. The new rules would require Nasdaq-listed companies:
- to have,
…
Webinar: Preparing for the 2021 US Proxy and Annual Reporting Season
November 10, 2020
12:00pm – 1:00pm EST
Register here.
Preparations are key to a successful proxy and annual report season, and autumn is not too early to begin. As companies evaluate the ramifications of COVID-19 that need to be discussed in various contexts in annual filings with the US Securities and Exchange Commission, advance…
Market Trends 2018/19: Pay Ratio Disclosure
By Michael L. Hermsen & Candace R. Jackson on
This Lexis Practice Advisor® Market Trends article discusses the Securities and Exchange Commission’s pay ratio rulemaking, which was mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act, and provides recent pay ratio disclosure examples.
Preparing 2019 Registration Statements and Annual Reports: What Foreign Private Issuers And Their Counsel Need To Know
By Phyllis G. Korff & Candace R. Jackson on
Posted in Corporate Governance, Foreign Private Issuers
In this article published in The Review of Securities & Commodities Regulation, we discuss the implications of the SEC’s recent actions to modernize and simplify disclosure requirements applicable to foreign private issuers (“FPIs”).
See full article here.