October 21, 2021 Webinar
1:00pm – 2:00pm EDT
Register here.

Under former Securities and Exchange Commission Chair Jay Clayton’s leadership, the SEC focused on various areas collectively termed “good corporate hygiene.” In the first of Mayer Brown’s two-part Good Corporate Hygiene webinar series, we addressed policies related to trading in a company’s stock, especially the use of Rule 10b5-1 trading plans and the use of such plans by insiders.

In the second of our two-part series, the topics that Mayer Brown partners, Anna Pinedo and Christina Thomas, and counsel, Laura Richman, will focus on include:

  • Earnings guidance;
  • Forward-looking information;
  • The SEC’s earnings per share enforcement initiative;
  • Related person transactions (including the need for NYSE companies to review their policies in light of the recent NYSE rule change);
  • Corporate governance documents;
  • Risk assessments and disclosures, including with respect to cybersecurity and climate change;
  • Disclosure controls and procedures and internal control over financial reporting; and
  • Shareholder engagement.